GEOCHEMICAL AND FAUNAL EVIDENCE SUGGESTS THAT THE UTICA SHALE WAS DEPOSITED IN A RESTRICTED RETROARC FORLAND BASIN
Utica graptolite faunas are odd compared to coeval faunas – both from nearby Iapetus (e.g., Exploits Group) and Panthalassa. The initial transgressive Utica graptolite community (~452.9 Ma) included a restricted fauna with very limited duration. Proxy data suggest high surface productivity and anoxic bottom water, but U was strongly depleted and Mo/U suggests limited connection to the global ocean. Subsequently, a basin-wide deepening transformed Utica sediment compositions, produced the maximum backstep seen in coeval Trenton Group facies (the basal Poland Limestone, sequence M5C maximum starvation interval, ~452.7 Ma) and introduced the more cosmopolitan C. americanus Zone fauna. Bottom water conditions remained predominantly anoxic mainly on the east side of the basin. More widely restricted conditions with increased productivity and Mo/U depletion returned at ~451.9 Ma, during late C. americanus Zone time, as the Dolgeville carbonate fan spread down the Taconic basin. Extinction among the former inhabitants and evolution of a few, endemic species led to the characteristic depauperate O. ruedemanni fauna. Accelerated extension at ~ 451.3 Ma drowned the Dolgeville fan and allowed the immigration of the more cosmopolitan D. spiniferus Zone fauna.
These features of the Utica Shale suggest deposition within a relatively shallow, restricted basin with subsidence and oceanographic conditions driven in large measure by thrust loading. This model most closely matches expectations for deposition in a retroarc foreland basin following initiation of westward, flat slab subduction